Corda Investment Management, LLC is a large advisory firm based in Houston. It manages $1.07 billion of regulatory assets for 2,700 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arizona, Arkansas, California, and 27 other states.
Corda Investment Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Corda Investment Management, LLC is $1.07 billion. The firm's AUM has grown by 256% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Corda Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Corda Investment Management is individuals with 900 clients and $535 million of assets under management. Among the 10 most similar advisory firms, Corda Investment Management has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $1.07 billion for 1,219 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Corda Investment Management doesn't advise any private funds.
The company employs 19 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. 17 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Corda Investment Management, LLC performs its advisory services is located at 8955 Katy Freeway, Houston, TX 77024 1626, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 713-439-0665 or by fax 713-465-1308. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at cordamanagement.com/.