ALPha4 X Asset Management LLC (New York)


ALPha4 X Asset Management LLC is a mid-sized advisory firm based in New York. It manages $67.2 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013.

ALPha4 X Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPha4 X Asset Management: assets under management

The assets under management (AUM) of ALPha4 X Asset Management LLC is $67.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $67.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.8 million each.
ALPha4 X Asset Management has custody of $67.2 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPha4 X Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPha4 X Asset Management LLC

Manuel Enrique Mejia Aoun has served as the Chief Investment Officer since 1 Apr 2013. Jimmy Castro joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Manuel Enrique Mejia Aoun Chief investment officer 1 Apr 2013 25% - 50% 1084563
Jimmy Castro Chief operating officer 1 Apr 2013 Other 5554808
Inc. Xl Global Member 1 Apr 2013 25% - 50% 06-1609624
Urvish Rajaram Bidkar Portfolio manager 1 Apr 2013 Other 2993355
Fabio Izzo Member 1 Apr 2013 Other 6170387
Lisa Maria Lafianza Chief financial officer / chief compliance officer 1 Apr 2013 Other 1487548
Thomas Brennan Burke Management committee member 1 Apr 2013 Other 2741639
George Bumeder Management committee member 1 Apr 2013 Other 6096541

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Xl Insurance (Bermuda) Ltd. Parent 1 Nov 1987 75% - 100% 98-0354869
Exel Holdings Limited Parent 1 Jan 1990 75% - 100% foreign entity
Inc. Xl America Parent 1 Jul 1998 75% - 100% 06-1516268
Xl Financial Holdings (Ireland) Limited Parent 1 Apr 2005 75% - 100% foreign entity
Xlit Ltd. Parent 1 May 2010 75% - 100% 98-0191089
Xl Company Switzerland Gmbh Parent 1 Jun 2010 75% - 100% 98-0665417
Xl Company Switzerland Llc Parent 1 Jun 2010 75% - 100% 98-0665417
Xl Group Plc Parent 1 Jul 2010 75% - 100% 98-0665416

Based in New York

The principal office where ALPha4 X Asset Management LLC performs its advisory services is located at 1040 Avenue Of The Americas, 15 Th Floor, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-271-1900 or by fax 646-370-1400. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at alpha4x.com/.