Whitehall Asset Management, Inc. (New York)

Whitehall Asset Management, Inc. is a large advisory firm based in New York. It manages $1.84 billion of regulatory assets for 555 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, California, Colorado, and 15 other states.

Whitehall Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whitehall Asset Management: assets under management

The assets under management (AUM) of Whitehall Asset Management, Inc. is $1.84 billion. The firm's AUM has gone down by -43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.01 billion in discretionary accounts and $829.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.6 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.94 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whitehall Asset Management, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Whitehall Asset Management, Inc.

Warren Joseph Olsen has been acting as President since 1 Jan 2000. Marc Stephen Keller has served as the Chief Investment Officer since 1 Apr 1998. Allan David Kiser joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 6 indirect owners.

Based in New York

The principal office where Whitehall Asset Management, Inc. performs its advisory services is located at 50 Rockefeller Plaza, New York, NY 10020, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-259-3800 or by fax 212-259-3888. The normal business hours are 8:30a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at www.thewhitehallfunds.com.

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