Vista Equity Partners Iii, LLC (San Francisco)


Vista Equity Partners Iii, LLC is a large advisory firm based in San Francisco. It manages $15.77 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Illinois, and Texas.

Vista Equity Partners Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vista Equity Partners Iii: assets under management

The assets under management (AUM) of Vista Equity Partners Iii, LLC is $15.77 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 222% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.77 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $492.75 million each.
Vista Equity Partners Iii has custody of $15.67 billion in cash and securities for 32 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vista Equity Partners Iii, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vista Equity Partners Iii, LLC

Brian N Sheth has been acting as President since 1 Oct 2010. David Andrew Breach joined the executive team most recently as the Chief Operating Officer And Chief Legal Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Richard Warnken Brill Chief financial officer 1 Sep 2006 Other 2921307
Robert Frederick Smith Chairman and chief executive officer 1 Oct 2010 50% - 75% 2529114
Brian N Sheth President 1 Oct 2010 25% - 50% 2983993
James Morrill Ford Chief operating officer 1 Oct 2010 Other 3106067
Christina Silvia Lema General counsel 1 Feb 2012 Other 6175509
Thaddeus Marion Leszczynski Chief compliance officer 1 Mar 2012 Other 1894185
David Andrew Breach Chief administrative officer and chief legal officer 1 Jan 2015 Other 6441280
Gwen Gorham Reinke Chief compliance officer 1 Jan 2015 Other 1554503
James Morrill Ford President of credit and public equity 1 Feb 2015 Other 3106067
David Andrew Breach Chief operating officer and chief legal officer 1 Apr 2015 Other 6441280

Based in San Francisco

The principal office where Vista Equity Partners Iii, LLC performs its advisory services is located at Four Embarcadero Center, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-765-6500 or by fax 415-765-6666. The normal business hours are 8:00am cst to 5:00 pm pst on Monday - Friday. You can find more information about the New York firm at vistacreditopportunities.com.