Upstate Management Associates Inc is a large advisory firm based in Endwell. It manages $52.09 million of regulatory assets for 300 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New York, North Carolina, Pennsylvania, and Texas.
Upstate Management Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Upstate Management Associates Inc is $52.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Upstate Management Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Kenneth Dale Rosplock has been acting as President since 1 Mar 1992. Brian Joseph Murphy joined the executive team most recently as the Chiel Compliance Officer.
The principal office where Upstate Management Associates Inc performs its advisory services is located at 1405 Davis Ave, Endwell, NY 13760, which is also the mailing address of the firm. An additional office of the firm is in Raleigh, NC. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 607-754-7222 or by fax 607-754-8608. The normal business hours are 8am - 5pm on Monday - Friday.