Pilot Capital Management Corp (Minneapolis)


Pilot Capital Management Corp is an adviser based in Minneapolis. It manages $13.3 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Minnesota.

Pilot Capital Management Corp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pilot Capital Management Corp: assets under management

The assets under management (AUM) of Pilot Capital Management Corp is $13.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $13.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.02 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pilot Capital Management Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pilot Capital Management Corp

Alan Hubert Rice has been acting as President since 1 Dec 1987. Dean Paul Cummings joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan Hubert Rice President 1 Dec 1987 75% - 100% 4346170
Dean Paul Cummings Vice-president 1 Jan 2003 Other 4774436
Hugh Bishop Vice-president 1 Jan 2003 Other 4775312
Alan Hubert Rice Chief compliance officer 1 Oct 2004 75% - 100% 4346170

Based in Minneapolis

The principal office where Pilot Capital Management Corp performs its advisory services is located at 222 South 9 Th Street, Minneapolis, MN 55402 3389, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 612-337-8080 or by fax 612-332-0884. The normal business hours are 8am - 4:30pm on Monday - Friday.