Schroder Investment Management International Limited (London)


Schroder Investment Management International Limited is a large advisory firm based in London. It manages $49.75 billion of regulatory assets for 847 client accounts. It has been registered with the SEC as an adviser since 2001.

Schroder Investment Management International Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Schroder Investment Management International Limited: assets under management

The assets under management (AUM) of Schroder Investment Management International Limited is $49.75 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $45.38 billion in discretionary accounts and $4.37 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.03 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $48.04 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Schroder Investment Management International Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Schroder Investment Management International Limited

Mark Astley has been acting as President since 1 Apr 1999. Gavin Douglas Lewis Ralston joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Schroder Investment Management Ltd. Shareholder 1 Sep 1997 75% - 100% foreign
Jan Anthony Kingzett Director 1 Sep 1997 Other 4364948
Hugh Murray Stewart Director 1 Sep 1997 Other 4364895
Jennifer Ann Bonathan Director 1 Oct 1997 Other 4352212
Robert Geoffrey Davy Director 1 Oct 1997 Other 4345045
Richard Ralston Foulkes Director, deputy chairman 1 Oct 1997 Other 4347278
Phillipa Jacqueline Gould Director 1 Oct 1997 Other 4364937
Madeleine Susan Hall Director 1 Oct 1997 Other 4364946
Christopher Nevin Rodgers Director 1 Oct 1997 Other 4364907
Olaf Norbert Siedler Director 1 Oct 1997 Other 4364878
Thomas Jeremy Willoughby Compliance officer 1 Oct 1997 Other 4347306
Denis Henry Clough Director 1 Oct 1997 Other 4364927
Daniele Serruya Director 1 Apr 1998 Other 4364873
Nicola Thomas Ralston Director, deputy chairman 1 Jun 1998 Other 4364899
Roger Duncan Goodchild Finance officer 1 Dec 1998 Other 4347284
David Gasparro Director 1 Dec 1998 Other 4364931
Matthew Frederick Dobbs Director 1 Mar 1999 Other 4354137
Mark Astley Director 1 Apr 1999 Other 2765284
Thomas Charlton Bulford Director 1 Apr 1999 Other 4364894
Michael Dean Grant Director 1 Apr 1999 Other 4364941
Catherine Louise Martens Director 1 Apr 1999 Other 1931668
Abdallah Nauphal Director 1 Apr 1999 Other 2746886
Giles Christopher Gartside Neville Director 1 Apr 1999 Other 4364887
Andrew William Rose Director 1 Jul 1999 Other 4364910
Massimo Tosato Director 1 Jul 1999 Other 4364902
John Alexander Troiano Director, chairman 1 Sep 1999 Other 2196436
Stefan Bottcher Director 1 Dec 1999 Other 4347256
Gavin Gordon Rennie Director 1 Dec 1999 Other 4364903
Johannes Cornelis Van Heusde Director 1 Dec 1999 Other 4364904
Gabor Sitanyi Director 1 Feb 2000 Other 4364890
Gregory John Andrew Cooper Director 1 Mar 2000 Other 4364932
Mark Guy Lewis Pignatelli Director 1 Mar 2000 Other 4364897
Geoffrey Stephen Blanning Director 1 Apr 2000 Other 4364884
Charles Burbeck Director 1 Apr 2000 Other 4364898
Anthony Mark Colin Page Director 1 Apr 2000 Other 4364888
Robin Stewart Parbrook Director 1 Apr 2000 Other 4364893
John Philip Alexander Simpson Director 1 Apr 2000 Other 4364885
Lisa Maria Coleman Director 1 Jun 2000 Other 1901294
James Augustus Bagration Smith Dorrien Smith Director 1 Jun 2000 Other 4364955
Alexander Charles Robert Weiland Director 1 Aug 2000 Other 4364915
Bayly Philip Winder Director 1 Aug 2000 Other 4364916
David John Ridgway Director 1 Oct 2000 Other 4347298
Walter De Oliveira Filho Mendes Director 1 Dec 2000 Other 4364877
Gavin Douglas Lewis Ralston Director 1 Feb 2001 Other 4347297
Christopher John Wyke Director 1 Feb 2001 Other 4364922

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Schroder Holdings Plc Shareholder 1 May 1989 75% - 100% foreign
Beinn Dubh Limited Shareholder 1 May 1994 25% - 50% foreign
Schroders Plc Shareholder 1 Apr 2000 75% - 100% foreign

Based in London

The principal office where Schroder Investment Management International Limited performs its advisory services is located at 31 Gresham Street, London, Ec2 V 7 Qa, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 442076586000 or by fax 442076584333. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.schroders.com.