Neo Criterion Capital Management Limited is an adviser based in Hong Kong. It manages $1.52 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2016.
Neo Criterion Capital Management Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Neo Criterion Capital Management Limited is $1.52 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 254% since the beginning of its operation, and $1.46 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Neo Criterion Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Neo Criterion Capital Management Limited is corporations or other businesses with 5 clients and $1.3 billion of assets under management. Among the 11 most similar advisory firms, Neo Criterion Capital Management Limited has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $1.52 billion for 6 clients. 100% of the firm’s clients are foreign persons or businesses.
Neo Criterion Capital Management Limited also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.
The company employs 15 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Neo Criterion Capital Management Limited performs its advisory services is located at 22/F, Southland Building, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number (852) 2777 8398 or by fax (852) 2777 8518. The normal business hours are 9am-6pm on Monday - Friday.