Fox, Roger Bennett is a large advisory firm based in Los Angeles. It manages $96.55 million of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.
Fox, Roger Bennett provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fox, Roger Bennett is $96.55 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 158% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Fox, Roger Bennett for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Fox, Roger Bennett is pension and profit sharing plans with 45 clients and $22.62 million of assets under management. Among the 8 most similar advisory firms, Fox, Roger Bennett has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $43.94 million for 101 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Fox, Roger Bennett doesn't advise any private funds.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Fox, Roger Bennett performs its advisory services is located at 11661 San Vicente Blvd, Los Angeles, CA 90049, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-481-9320 or by fax 310-481-9321. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at foxaccountancy.com.