Sun Capital Advisors, Inc. (Boca Raton)


Sun Capital Advisors, Inc. is a large advisory firm based in Boca Raton. It manages $6.92 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, and New York.

Sun Capital Advisors provides investment adviser to private investment funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sun Capital Advisors: assets under management

The assets under management (AUM) of Sun Capital Advisors, Inc. is $6.92 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and $6.34 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.92 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $692.39 million each.
Sun Capital Advisors has custody of $6.92 billion in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sun Capital Advisors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sun Capital Advisors serves?

The only and largest group of clients of Sun Capital Advisors is pooled investment vehicles with 10 clients and $6.92 billion of assets under management. Among the 10 most similar advisory firms, Sun Capital Advisors has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $6.92 billion for 10 clients. 92% of the firm’s clients are foreign persons or businesses.

Sun Capital Advisors also advises several private funds. Namely, two hedge funds and eight private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Sun Capital Advisors, Inc.

The company employs 134 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lisa J Leder Member, sun capital securities management, lp 1 May 2004 Other 6023463
As Tenants By The Entireties Rodger R. Krouse And Hillary Krouse Member, sun capital securities management, lp 1 May 2004 25% - 50% xxx-xx-xxxx
Marc Jay Leder Director and co-ceo, sun capital advisors, inc. 1 Aug 2004 Other 2302988
Rodger Russell Krouse Director and co-ceo, sun capital advisors, inc. 1 Aug 2004 Other 2426390
Kevin J. Calhoun Managing director and cfo, sun capital advisors, inc. 1 Dec 2004 Other 6026445
C. Deryl Couch Managing director and general counsel, sun capital advisors, inc. 1 Dec 2004 Other 6026465
Llc Sun Capital Securities Iii General partner, sun capital securities management iii, lp 1 Apr 2008 Other 98-0522940
Marc J. Leder Revocable Trust Shareholder, sun capital advisors, inc. 1 Jan 2011 50% - 75% xxx-xx-xxxx
Rodger R. Krouse Revocable Trust Shareholder, sun capital advisors, inc. 1 Jan 2011 50% - 75% xxx-xx-xxxx
David Aubrey Kurzweil Chief compliance officer, registrant and relying advisers 1 Mar 2011 Other 2379035
Mjl Living Trust Shareholder 1 Sep 2017 50% - 75% xxx-xx-xxxx
Rrk Living Trust Shareholder 1 Sep 2017 50% - 75% xxx-xx-xxxx

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Marc Jay Leder Settlor 1 Feb 2010 75% - 100% 2302988
Rodger Russell Krouse Settlor 1 Sep 2010 75% - 100% 2426390
Marc Jay Leder Trustee 1 Oct 2017 75% - 100% 2302988
Rodger Russell Krouse Trustee 1 Oct 2017 75% - 100% 2426390

Based in Boca Raton

The principal office where Sun Capital Advisors, Inc. performs its advisory services is located at 5200 Town Center Circle, Boca Raton, FL 33486 1015, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-394-0550 or by fax 561-394-0540. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at suncappart.com.