Macarthurcook Investment Managers Limited (Sydney, New South Wales)

Name: Macarthurcook Investment Managers Limited
Address: Level 16, 323 Castlereagh Street, Sydney, New South Wales, 2000
Telephone: 61(0)2 9217 2727

Macarthurcook Investment Managers Limited is an investment adviser to an investment company based in Sydney, New South Wales. It manages $71.32 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Macarthurcook Investment Managers Limited provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Macarthurcook Investment Managers Limited: assets under management

The assets under management (AUM) of Macarthurcook Investment Managers Limited is $71.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $71.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $71.32 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Macarthurcook Investment Managers Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Macarthurcook Investment Managers Limited

Alastair Hugh Gurner has been acting as President since 1 May 2003. Mark Winston Thorpe Apps has served as the Chief Investment Officer since 1 Sep 2009 and Simon Robin Grant is the Chief Executive Officer of Macarthurcook Investment Managers Limited family office. Richard Nott joined the executive team most recently as the Non Executive Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Craig Matthew Dunstan	Chief investment officer, managing director	1 Dec 2001	Other	5105892
Craig Mathew Dunstan	Chief investment officer, managing director	1 Dec 2001	Other	5105892
Alastair Hugh Gurner	Director	1 May 2003	Other	5105894
Richard Haddock	Director	1 May 2003	Other	5105895
Macarthurcook Limited	Foreign company	1 May 2003	75% - 100%	foreign
Christopher Paul Nunn	Chief operating officer	1 May 2003	Other	5106114
Phillip John Anderson	Director	1 Apr 2004	Other	5105898
Matthew John Wrigley	Chief legal officer, chief compliance officer	1 Feb 2005	Other	5105899
Phillippa Mary Marshall	Chief legal officer, chief compliance officer	1 Sep 2007	Other	5429994
Nicholas Gregory Basile	Non executive director	1 Sep 2007	Other	5454454
Jane Tongs	Non executive director	1 Sep 2007	Other	5454455
Geoffrey William Coffey	Non executive director	1 Sep 2007	Other	5454461
Simon Robin Grant	Chief executive officer	1 May 2008	Other	5578147
Vicki Smith	Chief compliance officer	1 Jul 2008	Other	5570357
Antony Nigel Wood	Non executive director	1 Aug 2009	Other	5711566
Gregory Allen Bundy	Director	1 Aug 2009	Other	1289634
George Wang	Chief executive	1 Aug 2009	75% - 100%	5711567
Mark Winston Thorpe Apps	Chief investment officer	1 Sep 2009	Other	5711568
Christopher David Langford	Non executive director	1 Sep 2009	Other	5717785
John Snowden	Executive director	1 May 2010	Other	5840350
Macarthurcook Pty Limited	Foreign company	1 Jun 2010	75% - 100%	foreign
Richard Nott	Non executive director	1 Aug 2010	Other	5840349

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aims Financial Group	Shareholder	1 Jul 2009	75% - 100%	foreign
Aims Financial Group Pty Ltd	Parent company	1 Jul 2009	75% - 100%	foreign
Aims Financial Group Pty Ltd	Parent company	1 Jun 2010	75% - 100%	foreign
George Wang	Stockholder	1 Jun 2010	75% - 100%	5711567

Based in Sydney, New South Wales

The principal office where Macarthurcook Investment Managers Limited performs its advisory services is located at Level 16, 323 Castlereagh Street, Sydney, New South Wales, 2000, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 61(0)2 9217 2727 or by fax 61(0)2 9281 7611. The normal business hours are 9-5:00 sydney australia time on Monday - Friday. You can find more information about the New York firm at www.macarthurcook.com.au.