Lombard Odier, Inc. (New York)


Lombard Odier, Inc. is a large advisory firm based in New York. It manages $216.9 million of regulatory assets for 67 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 22 other states.

Lombard Odier provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lombard Odier: assets under management

The assets under management (AUM) of Lombard Odier, Inc. is $216.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 230% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $216.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lombard Odier, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lombard Odier, Inc.

Jean Keller has been acting as President since 1 May 1999. Joseph Fred Gieger joined the executive team most recently as the President/Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patrick Odier Chairman 1 Sep 1987 Other 4346907
Fridolin Ernst Fackelmayer Managing director 1 May 1992 Other 4358232
Patrick Odier Chairman 1 Dec 1992 Other 4346907
Jean Keller Director/president 1 May 1999 Other 4358078
Joseph Fred Gieger Managing director 1 Aug 1999 Other 2198604
Ronald Armist Director 1 Dec 1999 Other 4346909
Andre Monette Treasurer 1 Jun 2000 Other 1354044
Philip Davidowitz Corporate secretary 1 Jun 2000 Other 61506
Nadine Le Rouzic Compliance officer 1 Jun 2000 Other 4358239
Inc. Lombard Odier Holdings (Us) Direct stockholder 1 Dec 2000 75% - 100% 061603711
Inc. Lodh Holding (Usa) Direct stockholder 1 Dec 2000 75% - 100% 061603711
Rudolf Leutwiler Director 1 Jun 2001 Other 4514571
Naveed Chaudhry Investment manager 1 Jan 2002 Other 4514575
Joseph Fred Gieger President/director 1 Oct 2002 Other 2198604
Doreen Mary Mochrie Managing director 1 Oct 2002 Other 1437463

Indirect Owners

The SEC currently registers 22 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lombard Odier & Cie (A Partnership) Indirect stockholder 1 Jul 1972 75% - 100% foreign entity
Lombard Odier Darier Hentsch & Cie (A Partnership) Indirect stockholder 1 Jul 1972 75% - 100% foreign entity
Thierry Michel Lombard Senior managing partner 1 Jan 1982 Other 4346934
Jean Albert Bonna Managing partner 1 Jan 1983 Other 4346938
Patrick Odier Managing partner 1 Jan 1986 Other 4346907
Richard Von Tscharner Managing partner 1 Jan 1989 Other 4346931
Philippe Alaine Sarasin Managing partner 1 Jan 1991 Other 4346906
Philippe Alain Sarasin Managing partner 1 Jan 1991 Other 4346906
Jean Pastre Managing partner 1 Sep 1995 Other 4347222
Lombard Odier Holdings Uk Ltd Indirect stockholder 1 Dec 2000 75% - 100% foreign entity
Lodh Holdings (Uk) Limited Indirect stockholder 1 Dec 2000 75% - 100% foreign entity
Bernard Marcel Droux Managing partner 1 Jan 2001 Other 1344766
Anne Marie De Weck Managing partner 1 Jan 2002 Other 4514574
Pierre Edouard Henri Darier Senior managing partner 1 Jul 2002 Other 4565309
Bertrand Gregoire Jaques Darier Managing partner 1 Jul 2002 Other 4565310
Eric Gordon Demole Managing partner 1 Jul 2002 Other 4565312
Barthelemy Laurent Rene Helg Managing partner 1 Jul 2002 Other 4565314
Jacques Rossier Managing partner 1 Jul 2002 Other 4565316
Thierry Paul Kern Managing partner 1 Jul 2002 Other 4565318
Bertrand Gregoire Jacques Darier Managing partner 1 Jul 2002 Other 4565310
Lombard Odier Darier Hentsch & Cie (A Partnership) Indirect stockholder 1 Sep 2002 75% - 100% foreign entity
Lodh Holding S.A. Indirect shareholder 1 Sep 2002 75% - 100% foreign entity

Based in New York

The principal office where Lombard Odier, Inc. performs its advisory services is located at 12 East 49 Th Street, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-753-4400 or by fax 212-792-4460. The normal business hours are 9:00am to 5:00pm on Monday - Friday.