Horizon Investments LLC is a large advisory firm based in Charlotte. It manages $3.71 billion of regulatory assets for 8,054 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Horizon Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and consult for other financial professionals. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Horizon Investments LLC is $3.71 billion. The firm's AUM has grown by 10488% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Horizon Investments LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, other investment advisers, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Horizon Investments is investment companies with 7 clients and $1.8 billion of assets under management. Among the 8 most similar advisory firms, Horizon Investments has the 3rd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $3.71 billion for 2,156 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Horizon Investments doesn't advise any private funds.
The company employs 60 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. 20 employees are registered as investment adviser representatives with the state securities authorities.
There are 30 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Horizon Investments LLC performs its advisory services is located at 6210 Ardrey Kell Road, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 704-544-2399 or by fax 704-544-2883. The normal business hours are 9 to 5 on Monday - Friday. You can find more information about the New York firm at horizoninvestments.com.