Castleview Partners, LLC is a large advisory firm based in Dallas. It manages $268.68 million of regulatory assets for 1,162 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arkansas, Florida, Illinois, Ohio, and Texas.
Castleview Partners provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Castleview Partners, LLC is $268.68 million. The firm's AUM has grown by 143% since the beginning of its operation, and $956.85 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Castleview Partners, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Castleview Partners is high net worth individuals with 140 clients and $209.8 million of assets under management. Among the 13 most similar advisory firms, Castleview Partners has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $267.64 million for 423 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Castleview Partners doesn't advise any private funds.
The company employs 15 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Castleview Partners, LLC performs its advisory services is located at 8111 Preston Road, Dallas, TX 75225, which is also the mailing address of the firm. An additional office of the firm is in Coral Gables, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 214-710-1995 or by fax 214-945-2689. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at castleviewpartners.com.