Welz Financial Services, Inc. (Stockton)


Welz Financial Services, Inc. is an adviser based in Stockton. It manages $78.33 million of regulatory assets for 334 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California and Nebraska.

Welz Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Welz Financial Services: assets under management

The assets under management (AUM) of Welz Financial Services, Inc. is $78.33 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $78.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $234.52 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Welz Financial Services, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Welz Financial Services, Inc.

Taylor Michael Welz has been acting as President since 1 Jun 2007. Stacia Jo Houston joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Taylor Michael Welz President/chief compliance officer 1 Jun 2007 75% - 100% 1558277
Stacia Jo Houston Vice president 1 Jan 2010 Other 1177098

Based in Stockton

The principal office where Welz Financial Services, Inc. performs its advisory services is located at 7474 Shoreline Drive, Stockton, CA 95219 5468, which is also the mailing address of the firm. An additional office of the firm is in Grass Valley, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 209-472-9359 or by fax 209-472-9379. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday.