Gav, Limited (El Paso)


Gav, Limited is a mid-sized advisory firm based in El Paso. It manages $26.12 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2003.

Gav, Limited provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gav, Limited: assets under management

The assets under management (AUM) of Gav, Limited is $26.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and $26.12 million of the total AUM is attributable to clients outside of the United States.

The firm manages $26.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.06 million each.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 60% of the total AUM. The second-largest asset type is exchange traded securities, which make up 27% of the firm’s portfolio. Investments in investment and business development companies form 12% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Gav, Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gav, Limited

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jose Gaspar De Alba President, chief compliance officer, director 1 Jan 2002 75% - 100% 4535064

Based in El Paso

The principal office where Gav, Limited performs its advisory services is located at 5731 Cromo Drive, El Paso, TX 79912, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (915)833-2971 or by fax (915)833-2973. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.