Argentic Investment Management LLC (New York)

Name: Argentic Investment Management LLC
Address: 40 West 57 Th Street, New York, NY, 10019
Telephone: 646-560-1702

Argentic Investment Management LLC is a large advisory firm based in New York. It manages $621.7 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2017.

Argentic Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Argentic Investment Management: assets under management

The assets under management (AUM) of Argentic Investment Management LLC is $621.7 million. $567.8 million of the total AUM is attributable to clients outside of the United States.

Argentic Investment Management has custody of $777 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Argentic Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Argentic Investment Management serves?

The only and largest group of clients of Argentic Investment Management is pooled investment vehicles with 4 clients and $621.7 million of assets under management. Among the 12 most similar advisory firms, Argentic Investment Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $621.7 million for 4 clients. 25% of the firm’s clients are foreign persons or businesses.

Argentic Investment Management also advises several private funds. Namely, one hedge fund and one real estate fund.

Careers at Argentic Investment Management LLC

The company employs 47 people that are either part- or full-time employees. 11 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Marc Rossman joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Epeak Member Llc	Managing member	1 Jul 2016	50% - 75%	46-4055794
Llc Sgt Holding	Managing member	1 Jul 2016	Other	46-3785290
Sp Debt Llc	Managing member	1 Jul 2016	Other	46-1774794
Douglas James Tiesi	Chief executive officer	1 Jul 2016	Other	2803929
Erin Margaret O'callaghan	Chief compliance officer	1 Aug 2017	Other	6846634
Claudia Lee Borg	Chief compliance officer	1 Dec 2017	Other	6017956
Marc Rossman	Chief financial officer	1 Jan 2018	Other	5213705

Indirect Owners

The SEC currently registers 51 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Elliott Special Gp	General partner	1 Aug 1986	Other	20-1978123
Inc. Braxton Associates	General partner	1 Sep 1986	Other	22-2285550
Paul Elliott Singer	General partner	1 Sep 1986	Other	872317
L.P. Elliott Capital Advisors	General partner	1 Oct 1986	Other	22-2747694
Paul Elliott Singer	General partner	1 Oct 1986	Other	872317
L.P Elliott Capital Advisors	Shareholder	1 Oct 1994	75% - 100%	22-2747694
Elliott International Limited	Limited partner	1 Nov 1994	75% - 100%	foreign entity
Inc. Hambledon	General partner	1 Nov 1994	Other	foreign entity
Inc. Hambledon	General partner	1 Dec 1994	Other	foreign entity
L.P Elliott Capital Advisors	Shareholder	1 Dec 1995	75% - 100%	22-2747694
Paul Elliott Singer	Shareholder, president	1 Apr 1997	75% - 100%	872317
L.P. Elliott Capital Advisors	General partner	1 Jun 1997	Other	22-2747694
Elliott Asset Management Llc	General partner	1 Feb 2003	Other	82-0584694
Paul Elliott Singer	Managing member, president	1 Feb 2003	75% - 100%	872317
Paul Elliott Singer	President and managing member	1 Sep 2004	Other	872317
L.P. Elliott Capital Advisors	Managing member	1 Sep 2004	Other	22-2747694
Llc Elliott Special Gp	General partner	1 Jan 2005	Other	20-1978123
2006 Gordon M. Singer 1983 Trust June 1	Limited partner	1 Jun 2006	Other	22-6362897
Myron Kaplan	Trustee of the june 1, 2006 gordon m. singer 1983 trust	1 Jun 2006	Other	5907834
Gordon Matthew Singer	Trustee of the june 1, 2006 gordon m. singer 1983 trust	1 Jun 2006	Other	5908245
L.P. Elliott International	Sole shareholder	1 Aug 2007	75% - 100%	foreign entity
Andrew Morris Singer	Trustee of the april 1, 1990 andrew e. singer trust	1 Aug 2008	Other	5908262
Brett (Nmn) Bossung	Grantor	1 Jan 2009	Other	2158928
1990 Andrew Singer Trust April 1	Limited partner	1 Jul 2009	25% - 50%	13-7239404
Myron Kaplan	Trustee of the april 1, 1990 andrew e. singer trust	1 Jul 2009	Other	5907834
2009 Paul E. Singer Family Trust Iif November 18	Limited partner	1 Jan 2010	25% - 50%	35-6828753
Myron Kaplan	Trustee of november 18, 2009 paul e. singer family trust iif	1 Jan 2010	Other	5907834
Gordon Matthew Singer	Trustee of november 18, 2009 paul e. singer family trust iif	1 Jan 2010	Other	5908245
Andrew Morris Singer	Trustee	1 Jan 2010	Other	5908262
Myron Kaplan	Trustee of gordan m. singer 1983 trust ii	1 Sep 2011	Other	5907834
Gordon Matthew Singer	Trustee of gordan m. singer 1983 trust ii	1 Sep 2011	Other	5908245
Gordon M. Singer 1983 Trust Ii	Limited partner	1 Sep 2011	Other	35-6941349
Samuel And Sophie Singer 2011 Trust	Member	1 Oct 2011	Other	5908245
Ross Leonard Yustein	Trustee	1 Oct 2011	Other	6904717
Myron Kaplan	Trustee	1 Oct 2011	Other	5907834
Silverpeak Manager Llc	Sole member	1 Jan 2012	75% - 100%	46-1774794
Mark Albert Walsh	Managing member	1 Jan 2012	25% - 50%	2039084
Llc Bxb7	Managing member	1 Jan 2012	25% - 50%	27-2600952
Harkhu Ba Trust	Managing member	1 Nov 2012	75% - 100%	46-6437417
Harkhu Ba Llc	Member	1 Dec 2012	25% - 50%	46-1489918
Kaushik Ishwar Amin	Managing member	1 Dec 2012	50% - 75%	3022859
Douglas James Tiesi	Managing member	1 Sep 2013	75% - 100%	2803929
A Epeak Holdings Llc	Managing member	1 Oct 2013	75% - 100%	46-4055794
L.P. Elliott Associates	Voting member	1 Jan 2014	25% - 50%	22-2140975
Bxb Ii 2009 Nevada Trust	Managing member	1 Dec 2015	75% - 100%	27-6259145
Vark Investments Llc	Managing member	1 Jan 2016	25% - 50%	46-1593704
L.P. Elliott Associates	Member	1 Feb 2017	25% - 50%	22-2140975
Preston (Cayman) Ltd.	Member	1 Feb 2017	50% - 75%	foreign entity
Argentic Holdings Cayman Llc	Member	1 Mar 2017	50% - 75%	foreign entity
Paul Elliott Singer	Managing member, president	1 Mar 2017	75% - 100%	872317
Elliott Advisors Gp Llc	General partner	1 Dec 2017	Other	292231

Based in New York

The principal office where Argentic Investment Management LLC performs its advisory services is located at 40 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-560-1702. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at silverpeakargentic.com and its LinkedIn profile.