Rwe Private Wealth (Tavares)


Rwe Private Wealth is a pension cosultant based in Tavares. It manages $14.63 million of regulatory assets for 29 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Florida.

Rwe Private Wealth provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rwe Private Wealth: assets under management

The assets under management (AUM) of Rwe Private Wealth is $14.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 179% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $504.38 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rwe Private Wealth for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rwe Private Wealth

Seth David Ellis has been acting as President since 1 Mar 2009. Thomas Huey Ruggie joined the executive team most recently as the President/Wealth Advisor.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Huey Ruggie Vice president/wealth advisor 1 Mar 2009 Other 2193305
Seth David Ellis President 1 Mar 2009 Other 5652355
Kathleen Anne Mcqueen Chief compliance officer 1 Mar 2009 Other 3086688
Llc Rwe Private Wealth Owner 1 Mar 2009 75% - 100% 264425782
Thomas Huey Ruggie Vice president/wealth advisor 1 Apr 2009 Other 2193305
Seth David Ellis President/wealth advisor 1 Apr 2009 Other 5652355
Alan Stanley Weinstein Chief financial officer 1 Jul 2009 Other 5704046
Thomas Huey Ruggie President/wealth advisor 1 Jan 2010 Other 2193305
Seth David Ellis Wealth advisor 1 Jan 2010 Other 5652355

Based in Tavares

The principal office where Rwe Private Wealth performs its advisory services is located at 2100 Lake Eustis Dr., Tavares, FL 32778, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 352-343-8200 or by fax 352-742-2607. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.rweprivatewealth.com.