Sverica Capital Management LP (Boston)


Sverica Capital Management LP is a large advisory firm based in Boston. It manages $494.78 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California and Massachusetts.

Sverica Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sverica Capital Management: assets under management

The assets under management (AUM) of Sverica Capital Management LP is $494.78 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $494.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $123.7 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sverica Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sverica Capital Management serves?

The only and largest group of clients of Sverica Capital Management is pooled investment vehicles with 4 clients and $494.78 million of assets under management. Among the 11 most similar advisory firms, Sverica Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $494.78 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Sverica Capital Management also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $30,000,000.

Careers at Sverica Capital Management LP

The company employs 15 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jordan Michael Richards Limited partner, managing partner, manager of general partner 1 Oct 2012 Other 3118550
Alessandro L. Mina Retired partner 1 May 2013 25% - 50% 5902768
David E. Finley Limited partner, managing partner, manager of general partner 1 May 2013 25% - 50% 5902770
Frank Mobley Young Limited partner, managing partner, manager of general partner 1 May 2013 25% - 50% 2628495
K. Gunnar Bjorklund Retired partner 1 Aug 2014 Other 5902766
George Aggouras Cfo and chief compliance officer 1 Feb 2017 Other 6040883
Sverica Capital Management Gp Llc General partner 1 Apr 2018 Other 82-5030519

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
David E. Finley Member 1 Apr 2018 25% - 50% 5902770
Frank Mobley Young Member 1 Apr 2018 25% - 50% 2628495
Jordan Michael Richards Member 1 Apr 2018 Other 3118550

Based in Boston

The principal office where Sverica Capital Management LP performs its advisory services is located at One Boston Place, Suite 3910, Boston, MA 02108 4407, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-695-0221 or by fax 617-236-0110. The normal business hours are 8 am to 6 pm on Monday - Friday. You can find more information about the New York firm at sverica.com.